Our Compliance Office advises and supports our business units with regard to the implementation of and compliance with all legal requirements. It also assesses and monitors their compliance.

To help it fulfill its purpose, the Compliance Office is split into two teams:

Capital Market Compliance

Money Laundering & Fraud Prevention.

The Capital Market Compliance team ensures compliance with securities trading regulations, for example the ban on insider trading, and the compliance with rules for private transactions by employees.

The Money Laundering & Fraud Prevention team is responsible for preventing money laundering and for measures taken to prevent fraudulent acts at DZ BANK and in the DZ BANK Group.

Key tasks of both teams are continually reviewing the risk situation, analyzing risk, designing and implementing suitable action steps, regularly making adjustments to data processing systems, conducting investigations, and training employees.